Accomplish­ments

Through its diverse range of practice areas, the Firm continued to elevate the interests of its clients in 2021 by guiding them through a wide variety of corporate finance, lending and securities transactions.
Seth Brookman, Partner

Relationship Focused.

Results Driven.

Lucosky Brookman and its clients were extremely active in 2021. The Firm appreciated an overall increase in the size of its deal flow, through both volume and value of each transaction, as compared to 2020. The Firm realized an increase in the number of clients engaged in going-public transactions, uplisting transactions, merger and acquisition transactions, S-1 and F-1 Registration Statements for primary and secondary offerings, Form 10 Registration Statements, Senior Secured Credit Facilities, SPACs, De-SPACs and various other private equity, venture capital, corporate finance and PIPE transactions.

Throughout 2021, the Firm was successful in assisting its clients to advance their business interests in the areas of mergers, acquisitions, fundraising, banking, finance, litigation and arbitration, among others. The Firm pledges to provide the same level of high quality legal service to its clients in 2022 and beyond.

The Firm pledges to provide the same level of high quality legal service to its clients in 2022 and beyond.

THE FIRM EXPANDS ITS UPLISTING PRACTICE GROUP, FOCUSING ON LISTING COMPANIES ON THE NYSE AND NASDAQ

Lucosky Brookman is the industry leader in "Uplisting" domestic or foreign quoted OTC companies and foreign exchange listed companies to the NASDAQ or NYSE. "Uplisting" is the global practice of elevating a company (foreign or domestic) from having its stock quoted on an alternative trading platform like the OTC Markets, TSX or the ASX, to the NASDAQ or NYSE. For micro cap or small cap companies to succeed in the Uplist process, they need to have more than just an attorney, they need an advocate, a leader, and a quarterback to proactively usher the company through the process and across the finish line. For 11 years, the attorneys at Lucosky Brookman have successfully assisted numerous companies achieve their goals by completing successful listing transactions on the NASDAQ or NYSE - many times in connection with a firm commitment underwritten capital raise.

THE FIRM LAUNCHES UPLISTING MONTHLY MARKET REPORTS

Lucosky Brookman launches the only industry-wide data-driven analytical reporting solely focused on the uplisting market. The uplisting monthly report is the most comprehensive resource dedicated to the Uplist and cross-list marketplace. It brings powerful and in-depth market data and analytics to help issuers, management teams, boards of directors, consultants and others involved in the uplisting and cross-listing process make better decisions.

Introduction

Expansion