Practice Areas

The Firm continued to expand its breadth of practice area offerings in 2021 while maintaining its focus on the small and middle markets.

Seth Brookman, Partner

Corporate and Securities

Public Offerings Private Placements (PIPEs) Mergers and Acquisitions Acquisition Financings Joint Ventures NYSE and NASDAQ Listing Matters Uplistings Cross-Listings Dual-Listings SPACs De-SPACs Exchange Act Reporting and SEC Compliance Corporate and Commercial Transactions Equity Lines of Credit Recapitalizations (Reverse and Forward Splits) Rule 144 Matters General Corporate Matters Corporate Governance Registration Statements (S-1, S-3, S-4, S-8, Form 10) DTC Deposit Chill Representation

Banking and Finance

Term and Revolving Lending Transactions Asset-based Lending Transactions Private Placement Offerings Convertible debt transactions Preferred equity and warrant transactions Letter of Credit Transactions Bridge Loans Workouts, Restructurings, Asset Foreclosures and Loan Sales Revolving Lines of Credit

Mergers and Acquisitions

Merger transactions Assets and share acquisition and sale transactions Joint Ventures Tender Offers Share Exchanges Representation of Boards of Directors Pre-acquistion Planning

Taxation

Mergers and Acquisitions tax planning International tax planning Tax Structuring in Business Expansions Securities Offerings tax counseling Debt Issuances tax counseling Investment Fund Structuring Executive Compensation and Employee Benefits

Intellectual Property

Patent prosecution, trademarks, copyrights Intellectual Property Due Diligence Intellectual Property litigation Commercialization Agreements Compliance with International Traffic in Arms Regulations Compliance with International Export Administration Regulations

Insurance Coverage and Defense

Insurance Defense Litigation Insurance Coverage Mass Loss and Product Liability Asbestos Litigation Construction and Labor Law litigation Primary and excess coverage counseling and litigation

Offices/Locations