Practice Areas
The Firm continued to expand its breadth of practice area offerings in 2023 while maintaining its focus on the small and middle markets.
Seth Brookman, Partner
Practice Areas
The Firm continued to expand its breadth of practice area offerings in 2023 while maintaining its focus on the small and middle markets.
Seth Brookman, Partner
Practice Leaders
Corporate and Securities
Initial Public Offerings Secondary Offerings Private Placements (PIPEs) Mergers and Acquisitions Reverse Mergers Acquisition Financings Joint Ventures NYSE and NASDAQ Listing Matters Uplistings Cross-Listings Dual-Listings Direct Listings SPACs De-SPACs Exchange Act Reporting and SEC Compliance Corporate and Commercial Transactions Equity Lines of Credit Recapitalizations (Reverse and Forward Splits) Rule 144 Matters General Corporate Matters Corporate Governance Registration Statements (S-1, S-3, S-4, S-8, Form 10) DTC Deposit Chill Representation
Banking and Finance
Term and Revolving Lending Transactions Asset-based Lending Transactions Private Placement Offerings Convertible debt transactions Preferred equity and warrant transactions Letter of Credit Transactions Bridge Loans Workouts, Restructurings, Asset Foreclosures and Loan Sales Revolving Lines of Credit Hedge Fund Investments Private Equity Investments
Healthcare M&A and Financings
HUD Financings
U.S. Federal Housing Authority (FHA) matters
General healthcare lending
Mergers and Acquisitions
Merger transactions SPACs De-SPACs Reverse Mergers Assets and share acquisition and sale transactions Joint Ventures Tender Offers Share Exchanges Representation of Boards of Directors Pre-acquistion Planning
Taxation
Mergers and Acquisitions tax planning International tax planning Tax Structuring in Business Expansions Securities Offerings tax counseling Debt Issuances tax counseling Investment Fund Structuring Executive Compensation and Employee Benefits Private Investment Fund Tax Planning Onshore and Offshore Inbound Tax Planning
Litigation
Investor Litigation
Securities Litigation
Alternative Dispute Resolution
Insurance Defense Resolution
White Collar Defense
Business Divorce Litigation
Complex Commercial Litigation
White Collar Defense and Regulatory Investigations
Securities Litigation SEC Investigations & Subpoena Response FINRA Investigations Officer & Executive Director Investigations Internal Investigations & Whistleblower Allegations Micro & Small Cap Investigations Securities Fraud
David Rosenfield
Insurance Coverage and Defense
Insurance Defense Litigation Insurance Coverage Mass Loss and Product Liability Asbestos Litigation Construction and Labor Law litigation Primary and excess coverage counseling and litigation